Acted for Arena Investors, LP in connection with the negotiation of a recapitalization of Lithium Energi Exploration, Inc. (TSXV: LEXI), which included the settlement of amounts owing by LEXI under an earlier credit facility, the negotiation of a new credit facility to LEXI for up to C$15M, with an initial draw-down of C$7M, and the negotiation of a lithium brine processing agreement allowing LEXI to access and utilize a direct lithium extraction technology developed and owned by International Battery Metals, Ltd. March 2023.
Acted for Norrep Capital Management Ltd in completing the initial public offering of the Norrep Short Duration 2017 Flow-Through Limited Partnership, July 2017
Acted for Harte Gold (TSX:HRT / OTC: HRTFF / Frankfurt: H4O) on the closing of $25 Million Bought Deal Private Placement including the Exercise in Full of the Underwriters’ Option, July 2017
Acted for Honeywell (NYSE:HON) in the acquisition by plan of arrangement of COM DEV International Ltd. (TSX:CDV), a leading satellite and space components provider of switches and multiplexers, February 2016
Acted for Soltoro Ltd. (TSX Venture: SOL) in connection with its successful disposition by plan of arrangement to Agnico Eagle Mines Limited pursuant to which Agnico Eagle acquired 100% of the issued and outstanding common shares of Soltoro for total consideration of approximately C$32 million
Initial public offering of Canadian Solar Inc., a Canadian solar power company operating in China and listed on the NASDAQ (NASD: CSIQ) in a US $122 million financing
Acted for Exall Resources Limited (TSX: EXL) in its merger with Southern Star Resources Inc. (TSX: SSR) to form the $800 million gold exploration company Gold Eagles Resources Limited (TSX: GEA)
Acted for Acuity Funds Ltd. and its group of Acuity mutual funds, closed-end funds listed on the TSX and pooled funds, a mutual fund group that represents over $8 billion in assets under administration
Acted as counsel for a TSX listed company in connection with a dissident shareholder action and contested shareholder meeting
Acts for a variety of listed companies in Canada (TSX and TSX Venture) that have raised in excess of $750 million in initial and secondary financing over the past 2 years